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Each and every company has a compliance officer. While big offices have an entire compliance team, small companies have a single compliance officer who handles all the tasks related to compliance issues. The primary role of a compliance officer is to ensure that the organisation follows all the regulatory and legal requirements that pertain to their industry or business. Compliance officers have huge responsibilities. If they fail to perform properly, the company may face serious consequences. Let’s have a look at some of the common job duties of a compliance officer. Job Roles 1. Conducting periodic audits and internal reviews to make sure that the compliance procedures are properly followed. Directing or conducting internal investigation of the compliance issues. 2. Assessing compliance, product and operational risks as well as developing risk management strategies. 3. Organising environmental audits to make sure that the environmental standards are followed in an organisation. 4. Identifying the compliance issues that need some investigation or follow-up. 5. Disseminating written policies related to the compliance activities. 6. Filing compliance reports with respective regulatory agencies. 7. Verifying that the software technology is in proper place to provide monitoring of all required areas. 8. Evaluating the testing procedures to ensure that the procedures meet given environmental standards. 9. Serving as a private point of contact for management and employees to communicate, explain dilemmas and seek clarification. 10. Consulting with corporate lawyers when and as needed to address the complex legal compliance issues. 11. Discussing the compliance issues with the employees as well as the management. 12. Collaborating with HR department to make sure that compliance standards are not violated while implementing disciplinary actions. Qualification: If you wish to become a compliance officer, you should earn a bachelor’s degree in subjects like business management, administration, human resource or any other related subject. You can also study law. Having a master’s degree will be an added advantage. However, hands-on work experience is more important than degree as far as this particular profession is concerned. You should also have leadership qualities if you are serious about pursuing a career in compliance. Job Opportunities If you are looking for a compliance officer job, you can check the online job portals or newspaper classified. However, the best thing to do is to sign up with a recruitment agency like Barclay Simpson which has a huge list of compliance job vacancies. You can visit their website http://www.barclaysimpson.com/compliance-jobs/ to check the vacancies. You should study the vacancies properly. For that you should click on the click here button and check the job details. While checking the vacancies make sure your qualification and skills meet the requirements of the employer. Once everything seems ideal, you can apply for the job directly on the website. Author Bio Lisa Wordsworth is a legal recruitment advisor. She has her own blogs where she deals with topics like corporate legal jobs, compliance jobs and so on. While writing on these topics she gets inspiration from http://www.barclaysimpson.com/content_static/news_search.asp Summary Compliance officer job is challenging and rewarding at the same time. This is a demanding profession. If you wish to go for this career option, going through this article will help you.
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