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The best-selling Regulatory Compliance Manual Template in the UK answers your concerns about financial services compliance manual requirements throughout the UK. This manual is acceptable for all those businesses that are involved in the UK financial services industry including payment providers, CCA Firms, IFA Networks, asset managers, private banks, IFAs, GI brokers, among others. If you are UK based or have an involvement with the UK financial industry, this can be the manual which will give you all-inclusive information for the FCA and other regulators. The manual contains over 90 pages with every section comprehensively discussed to assure understanding by the reader. This Regulatory Compliance Manual contains the objective of being fully customized permitting users make changes that fit their company. Therefore it is formulated to enable readers update contents in a bespoke fashion, personalising the document to match the FCA expectations. It is printed in simple English and can be edited by anybody with simple MS Word skills and comes with an instruction sheet. The target of the template compliance manual will be to help company managers ensure that their company performs the regulated activities regarding the requirements under the "regulated Activities Order" UK regulatory financial rules so as to avoid any friction or unnecessary scrutiny from the relevant authorities. Additionally, it protects companies from illegal engagements that could otherwise position them at risk of losing their business authorisation. The knowledge contained in this compliance manual covers every area of FCA requirements. Some of the covered topics include: new customers advertising, anti-money laundering, company introduction, conduct risk, data protection, responsibilities of staff, financial promotions, record keeping, customer assets, conflicts of interest, outsourcing, training and compliance, fair treatment of customers, risk assessment, terms of business, whistleblowing protocols, amongst others. People who read, understand and implement the information in this manual can start to take their businesses to a higher level and then make them more competitive. This template UK Regulatory Compliance Manual protects a firm from presenting mitigation of foreseeable risks using its various stakeholders. It helps firms to comply with all UK regulations in the financial services industry. This is a manual worth anyone's investment especially those serious about conducting business in the uk. The Compliance Doctor is one of the leading providers of financial regulatory compliance services in the united kingdom. The firm appreciates the need for good governance, best practices and implementation of great financial strategies designed to facilitate compliance to financial regulations among companies. They handle all matters related with FCA regulation and they have numerous compliance programs that suit the actual needs of various companies. Their main aim would be to increase the position of their clients and that is why they'll use all possible methodologies to serve their customers in the most effective way. Compliance Doctor includes a team of certified and dedicated compliance consultants that do everything possible to make certain that their customers get the very best services. The staff understands the client's needs first, analyse them and develop programs that will help them enhance the performance of their businesses. The financial regulatory expertise by compliance consultants at Compliance Doctor places the business at the pinnacle as far as FCA authorisation in britain is concerned. Amongst the services provided by Compliance Doctor are: FCA authorisation applications, compliance manual, crisis management & remediation, compliance remedial work, compliance outsourcing, compliance mentorship program, consumer credit license CCA, and others. A few of their clients in britain have included: startup banks, capital markets, fund managers, brokers, wholesale markets, investment banks, corporate finance advisers, consumer credit licenses, and also any other that require financial regulatory services. Compliance Doctor offers 24/7 customer service and so are always ready to help the clientele find solutions to their problems. They carry out comprehensive research to make sure that their clientele get the most updated quality information designed to keep them fully informed and make cognizant financial regulatory decisions to the betterment of their companies. Website: http://fca-compliance-risk-assessment-fully-editable-template-manual.co.uk
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